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FINRA Issues Warning

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This entry was posted on 4/3/2008 1:18 PM and is filed under FINRA.

FINRA issued a warning to firms against the circulation of false rumors intended to affect market conditions.  Market participants are expected to review their internal controls and procedures.  Individuals and entities engaging in such activities may be subject to civil and criminal prosecution.

http://www.finra.org/PressRoom/NewsReleases/2008NewsReleases/P038211

 

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